Asset Management Audit Consultant || New York, NY (Onsite) || C2C / W2 Contract

V2 Innovations·New York, New York, US

financenow

Projected AI Stack

Based on our analysis of Accountants and Auditors positions

⚡ 7.5 — Very High AI Upgrade Potential

QBQuickBooks AIAutomated journal entries, account reconciliation, and ledger maintenancedaily

MCMicrosoft 365 CopilotMonth-end close checklists, financial report formatting, and SEC filing preparationdaily

CLClaudeResearch GAAP disclosure requirements and draft accounting treatment memosweekly

Projected Workflow

How AI is expected to reshape this role

AI-assisted

Journal entry preparation and GL maintenanceQuickBooks AI

Financial report formatting and SEC disclosure checklistsMicrosoft 365 Copilot

Accounting standards research and memo draftingClaude

Human-led

Month-end and quarter-end close procedures

Multi-geography payroll administration and review

Grant and project accounting compliance

CFO partnership and stakeholder advisory

This AI stack and workflow map are projected by UpgradedJobs based on occupational analysis, not stated by the employer. They reflect how AI tools are transforming Accountants and Auditors roles today.

About the role

Role: Asset Management Audit Consultant - Prime Funds
Location: New York, NY (Onsite)
Job Type: Contract (C2C or W2)
Experience: 8+ Years

Job Description:
We are seeking an experienced Asset Management Audit Consultant to support audit and advisory engagements for a leading financial services organization. This role will lead audits, provide consulting support, and ensure regulatory compliance across Global Prime Funds / Money Market Fund operations. The ideal candidate has strong asset management audit experience and the ability to work with senior stakeholders.

Key Responsibilities

Audit Execution

Lead audits of Global Prime Funds operations including fund administration, portfolio management, trading, compliance, and operations
Plan and execute audits across multiple regions (US, EMEA, APAC)
Assess liquidity, credit, operational, and regulatory risks
Perform audit testing aligned with SOC 1/2, ISAE 3402, SEC Rule 2a-7, and MMFR standards
Document findings, prepare reports, and present results to senior management
Manage multiple audit engagements annually

Regulatory & Compliance

Ensure compliance with SEC Investment Company Act, Rule 2a-7, and relevant regulatory standards
Monitor regulatory changes and assess audit impact
Review NAV calculations, liquidity monitoring, and pricing controls
Support regulatory examinations and reviews
Review regulatory filings and disclosures

Consulting & Advisory

Provide advisory support on control design, process improvements, and risk mitigation
Support new product initiatives and operational changes through risk assessments
Serve as a subject matter expert for Prime Funds operations

Stakeholder Management

Partner with Portfolio Management, Operations, Compliance, Risk, and Technology teams
Present findings to senior leadership and governance committees
Coordinate with external auditors and oversight bodies

Required Qualifications

Education & Certifications

Bachelor's degree in Accounting, Finance, or related field
CPA, CIA, CISA, or CFA (required)

Experience

8+ years of audit experience in asset management
Strong experience with money market / prime funds
Experience leading complex audits in large or global organizations
Proven ability to engage senior stakeholders

Technical Skills

Asset management operations (front, middle, and back office)
Money market fund regulations and controls
Fund accounting, NAV calculation, and pricing methodologies
Risk frameworks (COSO, COBIT)
Financial instruments (repos, commercial paper, CDs, treasuries)
Audit and data analysis tools (e.g., ACL, IDEA, Tableau, TeamMate)

Core Skills

Strong analytical and problem-solving skills
Excellent written and verbal communication
Advanced Excel and reporting skills
Ability to manage multiple priorities in fast-paced environments

Preferred Qualifications

MBA or Master's degree in Finance or Accounting
10+ years total experience with significant asset management exposure
Big 4 or large consulting firm experience
Knowledge of international money market fund regulations
Exposure to SQL, Python, or advanced analytics

How to Apply: Interested candidates can share their updated resumes at Sudhanshu@v2innovationsinc.com

V2 Innovations Inc is an Equal Opportunity Employer and welcomes applicants from all backgrounds. We provide equal employment opportunities to all employees and applicants and comply with all EEO and affirmative action guidelines, embracing diversity, inclusion, and fairness in our hiring process. Diversity fuels innovation. Inclusion powers success.